SFC Licences of KIM Yoon Seung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 22 July 2016 | 30 June 2023 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 22 July 2016 | 30 June 2023 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 06 November 2013 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 06 November 2013 | 27 October 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 November 2008 | 20 February 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 27 October 2008 | 20 February 2013 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 25 January 2007 | 07 May 2008 |
| UBS Securities Asia Limited | RE | 2 | 25 January 2007 | 07 May 2008 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 12 September 2006 | 30 September 2006 |