SFC Licences of LAM Lok Tin, Timothy 林樂天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 February 2022 | 12 May 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 February 2022 | 12 May 2023 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 June 2017 | 05 October 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 June 2017 | 05 October 2020 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 03 April 2014 | 25 March 2017 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 3 | 18 February 2011 | 01 January 2013 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 31 December 2008 | 01 April 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 21 December 2007 | 01 April 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 December 2007 | 01 April 2009 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 15 May 2007 | 30 November 2007 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 12 September 2006 | 30 November 2007 |