SFC Licences of TO Ming Fan 杜明訓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 09 February 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 22 June 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 09 December 2010 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 December 2010 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 05 July 2010 | 27 November 2010 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 22 July 2009 | 27 November 2010 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 22 July 2009 | 27 November 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 October 2008 | 27 November 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 October 2007 | 27 November 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 03 November 2006 | 03 January 2007 |