SFC Licences of CHEESEMAN Robert Ross

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO 1 11 September 2018 31 March 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 11 September 2018 31 March 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 11 September 2018 31 March 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 05 June 2018 11 September 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 05 June 2018 11 September 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 June 2018 11 September 2018
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 08 January 2018
Morgan Stanley Hong Kong Securities Limited RE 2 13 June 2012 08 January 2018
Morgan Stanley Hong Kong Securities Limited RE 1 13 June 2012 08 January 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 June 2012 08 January 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 13 June 2012 24 July 2013
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 19 September 2006 16 March 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 19 September 2006 16 March 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 September 2006 16 March 2012