SFC Licences of LOK Chun Sing 樂震聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 17 October 2014 01 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 October 2014 01 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 17 October 2014 01 April 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 17 May 2012 19 September 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 17 May 2012 19 September 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 17 May 2012 19 September 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 21 September 2011 12 April 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 21 September 2011 12 April 2012
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 06 July 2010 18 August 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 06 July 2010 18 August 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 06 July 2010 18 August 2011
Piper Jaffray Asia Limited 派杰亞洲有限公司 RE 6 30 December 2009 27 June 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 05 October 2006 10 February 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 05 October 2006 10 February 2009