SFC Licences of YE Lin 葉林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 1 13 January 2022 26 August 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 9 01 October 2019 26 August 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 RE 4 01 October 2019 26 August 2022
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 9 26 April 2016 30 September 2019
Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 RE 4 26 April 2016 30 September 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 17 August 2015 07 April 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 17 August 2015 07 April 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 17 August 2015 07 April 2016
Polen Capital HK Limited RE 9 04 October 2012 08 August 2015
Polen Capital HK Limited RE 4 04 October 2012 08 August 2015
Polen Capital HK Limited RE 1 04 October 2012 08 August 2015
Lloyd George Investment Management (Hong Kong) Limited RE 9 06 May 2010 31 October 2012
Lloyd George Investment Management (Hong Kong) Limited RE 4 06 May 2010 31 October 2012
Lloyd George Investment Management (Hong Kong) Limited RE 1 06 May 2010 31 October 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 05 October 2006 22 March 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 05 October 2006 22 March 2010