SFC Licences of CHAN Ka Hung 陳嘉鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 14 January 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 January 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 10 May 2018 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 21 August 2012 | 10 May 2018 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 22 November 2010 | 07 June 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 22 November 2010 | 07 June 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 22 November 2010 | 07 June 2011 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 20 July 2010 | 30 October 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 12 October 2006 | 25 June 2010 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 12 October 2006 | 25 June 2010 |