| Institution |
Role |
Licences |
Start date |
End date |
Hanyuanyongchang International Limited 漢元永昌國際有限公司
|
RO |
9 |
04 February 2022 |
06 April 2022 |
Hanyuanyongchang International Limited 漢元永昌國際有限公司
|
RO |
1, 4 |
15 October 2021 |
06 April 2022 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
4 |
03 October 2019 |
01 September 2020 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
1, 2, 5 |
28 May 2019 |
01 September 2020 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RE |
4 |
11 March 2019 |
03 October 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RE |
1, 2, 5 |
11 March 2019 |
28 May 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RO |
1, 2, 5 |
03 August 2015 |
21 February 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RE |
4 |
27 March 2015 |
21 February 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RE |
1, 2, 5 |
27 March 2015 |
03 August 2015 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
3 |
21 April 2011 |
24 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
2 |
22 October 2007 |
23 March 2015 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
1 |
08 November 2006 |
23 March 2015 |