SFC Licences of LAU Hiu Wai 劉曉蕙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 15 June 2017 | 12 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 June 2017 | 12 October 2022 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 15 June 2017 | 11 December 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 September 2012 | 19 May 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 May 2012 | 19 May 2017 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 07 November 2006 | 21 November 2006 |