SFC Licences of CHEUNG Ho Ming 張可明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 January 2015 | 20 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 January 2015 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 29 June 2011 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 29 June 2011 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 20 April 2011 | 23 May 2011 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 17 November 2006 | 19 March 2011 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 17 November 2006 | 19 March 2011 |