SFC Licences of CHEUNG Ho Ming 張可明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 21 January 2015
CLSA Limited 中信里昂證券有限公司
RE 4 21 January 2015 20 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 29 June 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 20 April 2011 23 May 2011
Platinum Securities Company Limited 百德能證券有限公司
RE 1, 6 17 November 2006 19 March 2011