SFC Licences of LIM Siok Cheng, Irene 林淑貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | 1, 4 | 12 September 2018 | 27 May 2021 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 1, 4 | 29 June 2018 | 12 September 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | 1, 4 | 26 August 2014 | 16 May 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 4 | 11 June 2014 | 26 August 2014 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 6 | 10 October 2013 | 19 March 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1, 4 | 10 October 2013 | 19 March 2014 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 |
RE | 1, 4, 6 | 18 March 2010 | 31 August 2013 |
| Merrill Lynch Futures (Hong Kong) Limited |
RE | 2 | 27 March 2009 | 26 June 2009 |
| Merrill Lynch (Asia Pacific) Limited |
RE | 1 | 27 March 2009 | 26 June 2009 |