SFC Licences of LIM Siok Cheng, Irene 林淑貞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 1, 4 12 September 2018 27 May 2021
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 1, 4 29 June 2018 12 September 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RO 1, 4 26 August 2014 16 May 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4 11 June 2014 26 August 2014
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 10 October 2013 19 March 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 4 10 October 2013 19 March 2014
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司
RE 1, 4, 6 18 March 2010 31 August 2013
Merrill Lynch Futures (Hong Kong) Limited
RE 2 27 March 2009 26 June 2009
Merrill Lynch (Asia Pacific) Limited
RE 1 27 March 2009 26 June 2009