SFC Licences of YEE Jack Sam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 15 October 2018 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 19 December 2016 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 February 2016 | 15 October 2018 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 01 February 2016 | 31 March 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 January 2016 | 19 December 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 29 August 2011 | 09 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 August 2011 | 09 September 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 28 May 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 28 May 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 21 December 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 21 December 2006 | 29 September 2008 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 21 December 2006 | 29 September 2008 |