SFC Licences of LAIBLE Robert Karl
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 7 | 12 May 2015 | 03 October 2017 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 1 | 12 May 2015 | 03 October 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 7 | 09 July 2013 | 27 June 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 09 July 2013 | 27 June 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 January 2013 | 09 July 2013 |
| Nomura Securities (Hong Kong) Limited | RO | 7 | 30 April 2010 | 15 November 2012 |
| Nomura Securities (Hong Kong) Limited | RO | 1 | 30 April 2010 | 15 November 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 15 November 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 15 November 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 19 December 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 19 December 2006 | 29 September 2008 |