SFC Licences of MAAYOUFI Sofiane

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 2 11 November 2019
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 11 November 2019
Natixis Asia Limited RE 5 17 May 2017 30 August 2019
Natixis Asia Limited RE 4 17 May 2017 30 August 2019
Natixis Asia Limited RE 2 17 May 2017 30 August 2019
Natixis Asia Limited RE 1 17 May 2017 30 August 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 21 December 2015 03 June 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 21 December 2015 03 June 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 21 December 2015 03 June 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 11 March 2013 04 October 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 11 March 2013 04 October 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 11 March 2013 04 October 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 11 March 2013 04 October 2014
Merrill Lynch Far East Limited RE 2 07 September 2010 20 March 2012
Merrill Lynch Far East Limited RE 1 23 April 2010 20 March 2012
Merrill Lynch (Asia Pacific) Limited RE 1 23 April 2010 20 March 2012
Merrill Lynch Futures (Hong Kong) Limited RE 2 23 April 2010 07 September 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 07 August 2007 01 December 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 07 August 2007 01 December 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 06 August 2007 01 December 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 23 December 2006 19 May 2007
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 23 December 2006 19 May 2007
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 23 December 2006 19 May 2007