SFC Licences of WONG Pui Yuen, Bryan 黃沛源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan FX Limited 國泰君安外匯有限公司	RE	3	15 October 2012
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	15 October 2012
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	15 October 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	3	26 June 2012	29 September 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	26 June 2012	29 September 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	26 June 2012	29 September 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	3	23 February 2009	29 September 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	23 February 2009	29 September 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	23 February 2009	29 September 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	30 April 2007	07 February 2009
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	27 February 2007	07 February 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	19 December 2006	07 February 2009