SFC Licences of KAM Kwok Hung 甘國雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RO 6 22 November 2021
J.P. Morgan Securities (Far East) Limited RO 4 22 November 2021
J.P. Morgan Securities (Far East) Limited RO 1 22 November 2021
J.P. Morgan Securities (Far East) Limited RE 4 16 July 2021 22 November 2021
J.P. Morgan Securities (Far East) Limited RE 6 02 July 2021 22 November 2021
J.P. Morgan Securities (Far East) Limited RE 1 02 July 2021 22 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 24 October 2018 01 April 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 October 2018 01 April 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 14 October 2016 01 September 2018
CLSA Limited 中信里昂證券有限公司 RE 4 14 October 2016 01 September 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 14 October 2016 01 September 2018
CLSA Limited 中信里昂證券有限公司 RE 1 14 October 2016 01 September 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 03 September 2013 09 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 09 August 2010 03 July 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 09 August 2010 03 July 2013
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 06 March 2007 08 August 2008