SFC Licences of KAM Kwok Hung 甘國雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Securities (Far East) Limited	RO	6	22 November 2021
J.P. Morgan Securities (Far East) Limited	RO	4	22 November 2021
J.P. Morgan Securities (Far East) Limited	RO	1	22 November 2021
J.P. Morgan Securities (Far East) Limited	RE	4	16 July 2021	22 November 2021
J.P. Morgan Securities (Far East) Limited	RE	6	02 July 2021	22 November 2021
J.P. Morgan Securities (Far East) Limited	RE	1	02 July 2021	22 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	24 October 2018	01 April 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	24 October 2018	01 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	14 October 2016	01 September 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	14 October 2016	01 September 2018
CLSA Limited 中信里昂證券有限公司	RE	4	14 October 2016	01 September 2018
CLSA Limited 中信里昂證券有限公司	RE	1	14 October 2016	01 September 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	6	03 September 2013	09 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	09 August 2010	03 July 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	09 August 2010	03 July 2013
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	06 March 2007	08 August 2008