SFC Licences of FREITAS Brian Caetano 范包容
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 16 December 2014 | 15 May 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 December 2014 | 15 May 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 September 2013 | 24 November 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 14 October 2010 | 31 March 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 14 October 2010 | 31 March 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 November 2008 | 20 July 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 November 2008 | 20 July 2010 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 30 July 2008 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 30 July 2008 | 24 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 June 2008 | 20 July 2010 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 01 February 2007 | 31 March 2008 |