SFC Licences of YU Hua Shen 余華莘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capstone Capital Management Limited 頂石資產管理有限公司 RE 9 11 December 2023
Capstone Capital Management Limited 頂石資產管理有限公司 RE 4 11 December 2023
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 RE 9 19 April 2022 19 April 2022
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 RE 4 19 April 2022 19 April 2022
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 RO 9 21 December 2021 19 April 2022
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 RO 4 21 December 2021 19 April 2022
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 RE 9 06 July 2020 21 December 2021
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 RE 4 06 July 2020 21 December 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 08 June 2018 11 January 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 08 June 2018 11 January 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 08 June 2018 11 January 2020
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 20 May 2010 28 March 2013
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 20 May 2010 28 March 2013
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 22 July 2009 16 May 2010
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 07 July 2009 16 May 2010
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 07 July 2009 16 May 2010
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 13 March 2008 01 July 2009
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 06 February 2007 01 February 2008