SFC Licences of HSIAO Eugene Yow Seng

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 28 March 2022
Haitong International Research Limited 海通國際研究有限公司 RE 4 24 April 2020 24 March 2022
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 20 September 2017 18 December 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 20 September 2017 18 December 2018
CLSA Limited 中信里昂證券有限公司 RE 1 21 February 2007 16 June 2009