SFC Licences of HSIAO Eugene Yow Seng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 28 March 2022 | |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 24 April 2020 | 24 March 2022 |
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 20 September 2017 | 18 December 2018 |
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 20 September 2017 | 18 December 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 February 2007 | 16 June 2009 |