SFC Licences of CHU Chun Hung, Frederick 朱俊雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser Futures Limited 嘉信期貨有限公司 | RO | 2 | 04 December 2023 | |
Kaiser Capital Management Limited 嘉信資本管理有限公司 | RO | 9 | 28 April 2022 | |
Kaiser Capital Management Limited 嘉信資本管理有限公司 | RO | 4 | 02 February 2021 | |
Kaiser Securities Limited 嘉信証券有限公司 | RO | 1 | 09 October 2019 | |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 28 June 2019 | 04 December 2023 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 28 June 2019 | 09 October 2019 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 23 November 2017 | 07 January 2019 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 2 | 23 November 2017 | 07 January 2019 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 July 2017 | 07 January 2019 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 29 December 2014 | 10 November 2015 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 02 December 2014 | 09 December 2014 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 March 2007 | 20 November 2014 |