SFC Licences of CHU Chun Hung, Frederick 朱俊雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser Capital Management Limited 嘉信資本管理有限公司
RO 9 28 April 2022
Kaiser Capital Management Limited 嘉信資本管理有限公司
RO 4 02 February 2021
Kaiser Securities Limited 嘉信証券有限公司
RO 1 09 October 2019
Kaiser Futures Limited 嘉信期貨有限公司
RE 2 28 June 2019
Kaiser Securities Limited 嘉信証券有限公司
RE 1 28 June 2019 09 October 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 23 November 2017 07 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 July 2017 07 January 2019
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 29 December 2014 10 November 2015
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司
RE 1 02 December 2014 09 December 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 13 March 2007 20 November 2014