SFC Licences of WONG Yui Ho 王銳豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
State Arc Asset Management Limited 國業資產管理有限公司	RO	9	01 March 2023
State Arc Asset Management Limited 國業資產管理有限公司	RO	4	01 March 2023
Mason Futures Limited 茂宸期貨有限公司	RO	5	10 November 2021	24 February 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RO	4	13 July 2021	24 February 2023
Mason Securities Limited 茂宸證券有限公司	RO	4	13 July 2021	24 February 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RO	9	17 March 2021	24 February 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RO	1	17 March 2021	24 February 2023
Mason Futures Limited 茂宸期貨有限公司	RO	2	17 March 2021	24 February 2023
Mason Securities Limited 茂宸證券有限公司	RO	9	17 March 2021	24 February 2023
Mason Securities Limited 茂宸證券有限公司	RO	1	17 March 2021	24 February 2023
Mason Investment Management Limited 茂宸投資管理有限公司	RE	4	17 March 2021	13 July 2021
Mason Securities Limited 茂宸證券有限公司	RE	4	17 March 2021	13 July 2021
Mason Futures Limited 茂宸期貨有限公司	RE	2	30 November 2020	17 March 2021
Mason Securities Limited 茂宸證券有限公司	RE	1	30 November 2020	17 March 2021
XHK Limited	RE	2	14 September 2020	18 October 2020
XHK Limited	RE	1	14 September 2020	18 October 2020
uSmart Securities Limited 盈立證券有限公司	RE	9	08 May 2020	05 August 2020
Billion Capital Partners Limited 創匯資本國際有限公司	RO	9	03 January 2020	19 April 2020
Billion Capital Partners Limited 創匯資本國際有限公司	RE	9	01 November 2018	03 January 2020
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	14 September 2017	20 September 2018
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	14 September 2017	20 September 2018
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	3	10 May 2017	28 July 2017
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	2	17 October 2016	28 July 2017
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	1	17 October 2016	28 July 2017
TFI Asset Management Limited 天風國際資產管理有限公司	RE	9	24 July 2014	10 November 2015
Rifa Futures Limited 日發期貨有限公司	RE	2	20 December 2013	10 November 2015
Rifa Securities Limited 日發證券有限公司	RE	1	20 December 2013	10 November 2015
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	07 January 2013	13 December 2013
Huarong International Securities Limited 華融國際證券有限公司	RE	2	07 January 2013	13 December 2013
Huarong International Securities Limited 華融國際證券有限公司	RE	1	07 January 2013	13 December 2013
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	02 August 2012	01 January 2013
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	15 February 2011	01 July 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	15 February 2011	01 July 2012
Fulbright Futures Limited 富昌期貨有限公司	RE	2	05 September 2008	01 February 2011
Fulbright Securities Limited 富昌證券有限公司	RE	1	05 September 2008	01 February 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	20 March 2007	03 September 2007
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	20 March 2007	03 September 2007