SFC Licences of WU Xiao 吳筱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kam Luen Securities Limited 金鑾證券有限公司	RO	9	16 August 2022
Kam Luen Securities Limited 金鑾證券有限公司	RO	4	16 August 2022
Kam Luen Securities Limited 金鑾證券有限公司	RO	1	16 August 2022
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RO	2	19 January 2021	25 January 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RE	2	11 September 2020	11 September 2020
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	9	13 May 2020	26 February 2021
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	4	13 May 2020	26 February 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RO	4	28 November 2019	25 January 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RO	1	28 November 2019	25 January 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RO	2	28 November 2019	11 September 2020
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司	RO	6	01 June 2018	25 January 2021
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司	RO	1	01 June 2018	30 December 2019
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	9	08 June 2009	01 November 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	23 March 2007	26 May 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	23 March 2007	28 June 2008