SFC licenceholder AOT355 MA Adrian Hin Chun 馬顯俊

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 11 February 2015 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 09 February 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 09 February 2015 10 October 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 September 2013 24 December 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [7] (Providing Automated Trading Services) 01 March 2010 04 May 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 February 2010 04 May 2013
Eclipse Options (HK) Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 June 2009 31 December 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 June 2007 15 April 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities) 29 March 2007 24 April 2007