SFC Licences of LEUNG Ping Tak, Peter 梁秉德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司
RO 4 31 January 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 09 February 2011 04 October 2013
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司
RE 4, 9 19 November 2010 23 January 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1 19 November 2010 23 January 2011
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 02 February 2010 25 October 2010
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RE 9 08 August 2008 25 October 2010
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 21 January 2008 10 May 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1, 4 16 May 2007 10 May 2008
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司
RO 9 08 April 2016
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1 21 October 2013
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司
RE 4 21 October 2013 31 January 2020
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司
RE 9 21 October 2013 08 April 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 17 October 2011 04 October 2013