SFC Licences of YEUNG Ling Yan 楊苓欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CC SIF Advisory Limited | RO | 9 | 07 February 2020 | |
CC SIF Advisory Limited | RO | 6 | 07 February 2020 | |
CC SIF Advisory Limited | RO | 4 | 07 February 2020 | |
CC SIF Advisory Limited | RO | 1 | 07 February 2020 | |
CC SIF Advisory Limited | RE | 9 | 15 September 2017 | 07 February 2020 |
CC SIF Advisory Limited | RE | 6 | 15 September 2017 | 07 February 2020 |
CC SIF Advisory Limited | RE | 4 | 15 September 2017 | 07 February 2020 |
CC Finance Limited 思齊資本融資有限公司 | RE | 6 | 15 September 2017 | |
CC Finance Limited 思齊資本融資有限公司 | RE | 4 | 15 September 2017 | |
CC Finance Limited 思齊資本融資有限公司 | RE | 1 | 15 September 2017 | |
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 24 December 2012 | 06 January 2016 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 24 December 2012 | 06 January 2016 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 December 2012 | 06 January 2016 |
CC SIF Advisory Limited | RE | 6 | 23 February 2009 | 30 November 2012 |
CC Finance Limited 思齊資本融資有限公司 | RE | 6 | 19 May 2008 | 30 November 2012 |
CC Finance Limited 思齊資本融資有限公司 | RE | 4 | 19 May 2008 | 30 November 2012 |
CC Finance Limited 思齊資本融資有限公司 | RE | 1 | 19 May 2008 | 30 November 2012 |
CC SIF Advisory Limited | RE | 4 | 08 May 2007 | 30 November 2012 |