SFC Licences of YEUNG Ling Yan 楊苓欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CC SIF Advisory Limited RO 9 07 February 2020
CC SIF Advisory Limited RO 6 07 February 2020
CC SIF Advisory Limited RO 4 07 February 2020
CC SIF Advisory Limited RO 1 07 February 2020
CC SIF Advisory Limited RE 9 15 September 2017 07 February 2020
CC SIF Advisory Limited RE 6 15 September 2017 07 February 2020
CC SIF Advisory Limited RE 4 15 September 2017 07 February 2020
CC Finance Limited 思齊資本融資有限公司 RE 6 15 September 2017
CC Finance Limited 思齊資本融資有限公司 RE 4 15 September 2017
CC Finance Limited 思齊資本融資有限公司 RE 1 15 September 2017
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RE 6 24 December 2012 06 January 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 24 December 2012 06 January 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 24 December 2012 06 January 2016
CC SIF Advisory Limited RE 6 23 February 2009 30 November 2012
CC Finance Limited 思齊資本融資有限公司 RE 6 19 May 2008 30 November 2012
CC Finance Limited 思齊資本融資有限公司 RE 4 19 May 2008 30 November 2012
CC Finance Limited 思齊資本融資有限公司 RE 1 19 May 2008 30 November 2012
CC SIF Advisory Limited RE 4 08 May 2007 30 November 2012