SFC Licences of LEWIS Gareth Rhys
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MY.Alpha Management HK Advisors Limited | RE | 4 | 06 April 2022 | |
| MY.Alpha Management HK Advisors Limited | RE | 9 | 29 November 2017 | |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 | RO | 1 | 22 August 2017 | 16 October 2017 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 | RE | 9 | 20 February 2017 | 16 October 2017 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 | RE | 4 | 20 February 2017 | 16 October 2017 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 09 March 2015 | 24 June 2015 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 09 March 2015 | 24 June 2015 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 09 March 2015 | 24 June 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 October 2009 | 01 April 2014 |
| UBS Securities Asia Limited | RE | 1 | 29 May 2007 | 14 July 2009 |
| UBS Securities Asia Limited | RE | 2 | 29 May 2007 | 23 June 2008 |