SFC Licences of LAU Ping Fan, Matthew 劉炳勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 23 March 2021 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 23 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 10 June 2010 | 12 December 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 April 2009 | 05 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 05 June 2007 | 05 March 2021 |