SFC Licences of WAI Chi Tat 韋志達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 20 September 2018 | 08 January 2021 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 20 September 2018 | 08 January 2021 |
Central Wealth Futures Limited 中達期貨有限公司 | RE | 2 | 09 June 2017 | 10 March 2018 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 09 June 2017 | 10 March 2018 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 02 June 2016 | 01 June 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 02 June 2016 | 01 June 2017 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 12 January 2015 | 15 January 2016 |
Enhanced Securities Limited 進陞證券有限公司 | RE | 1 | 07 May 2014 | 06 August 2014 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 07 March 2014 | 18 April 2014 |
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 2 | 12 April 2012 | 04 March 2013 |
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 12 April 2012 | 04 March 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 28 June 2007 | 28 January 2008 |