SFC Licences of SHUM Chun Wai 沈俊威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RE	1	09 September 2021
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RE	9	08 September 2020
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RE	5	08 September 2020
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司	RE	4	08 September 2020
Glory Sun Securities Limited 寶新證券有限公司	RE	1	20 June 2019	21 October 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	4	24 September 2018	21 October 2019
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	22 April 2014	31 October 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	22 April 2014	31 October 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	22 April 2014	31 October 2015
iBest Consultants Limited	RE	2	25 July 2012	31 October 2015
iBest Consultants Limited	RE	4	23 February 2012	31 October 2015
iBest Consultants Limited	RE	1	23 February 2012	31 October 2015
Emperor Wealth Management Limited 英皇財富管理有限公司	RE	1	04 June 2010	15 November 2010
Emperor Securities Limited 英皇證券有限公司	RE	1	04 June 2010	15 November 2010
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	12 July 2007	08 October 2008