SFC licenceholder APH300 CHEUNG Kat Cheung 張吉祥

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 16 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 March 2015
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 13 March 2015
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 28 May 2014 02 February 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 28 May 2014 02 February 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 28 May 2014 02 February 2015
Rabo Brokerage HK Limited 荷合證券香港有限公司 RE [1] (Dealing in Securities) 17 June 2008 31 August 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 July 2007 01 June 2008