SFC Licences of CHEUNG Kat Cheung 張吉祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 13 March 2015 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 13 March 2015 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 March 2015 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 May 2014 | 02 February 2015 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 28 May 2014 | 02 February 2015 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 28 May 2014 | 02 February 2015 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 17 June 2008 | 31 August 2013 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 20 July 2007 | 01 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 20 July 2007 | 01 June 2008 |