SFC Licences of TSUI Cheung On 徐祥安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 17 November 2020 | |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 17 November 2020 | |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 17 November 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 22 August 2016 | 11 June 2020 |
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 22 August 2016 | 30 November 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 03 June 2011 | 19 March 2014 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 January 2008 | 10 March 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 July 2007 | 20 July 2023 |