SFC Licences of NERUDA Georgia Stephanie Stevens
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 30 December 2011 | 22 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 30 December 2011 | 22 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 14 September 2010 | 22 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 June 2010 | 22 June 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 01 August 2007 | 09 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2007 | 09 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 August 2007 | 09 January 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 01 August 2007 | 09 January 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 August 2007 | 09 January 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 01 August 2007 | 09 January 2009 |