SFC Licences of FUNG Jose 馮若詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 October 2009 | 24 July 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 October 2009 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 October 2009 | 06 December 2010 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 October 2009 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 October 2009 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 24 April 2009 | 28 August 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 24 April 2009 | 28 August 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 August 2007 | 28 August 2009 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 06 August 2007 | 28 August 2009 |