SFC Licences of CHEN Chengze
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 October 2014 | 18 July 2016 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 24 July 2013 | 19 August 2014 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 25 August 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 08 December 2008 | 25 August 2012 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 08 December 2008 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 29 January 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 29 January 2013 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 14 August 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 August 2007 | 29 September 2008 |