SFC Licences of CAO Dudu 曹篤篤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 09 July 2012 23 February 2013
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 09 July 2012 23 February 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 April 2010 28 June 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 April 2010 28 June 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 08 March 2010 03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 08 March 2010 03 May 2011
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 RE 2 17 March 2009 31 December 2009
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 RE 1 17 March 2009 31 December 2009
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 17 August 2007 28 February 2009
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 17 August 2007 28 February 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 17 August 2007 28 February 2009