SFC Licences of KO Chi Wo 高志和

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 13 July 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 13 July 2021
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 13 July 2021
UBS Securities Asia Limited RE 4 07 March 2011 05 October 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 November 2010 17 February 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 02 November 2010 17 February 2011
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 22 April 2009 20 November 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 16 August 2007 15 December 2008
J.P. Morgan Broking (Hong Kong) Limited RE 1 16 August 2007 15 December 2008