SFC Licences of KO Chi Wo 高志和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 21 October 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 13 July 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 13 July 2021 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 13 July 2021 | |
| UBS Securities Asia Limited | RE | 4 | 07 March 2011 | 05 October 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 17 February 2011 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 17 February 2011 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 22 April 2009 | 20 November 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 16 August 2007 | 15 December 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 August 2007 | 15 December 2008 |