SFC Licences of LI Yirong 李苡榕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 4 | 10 January 2013 | 31 March 2013 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 10 January 2013 | 31 March 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 23 December 2009 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 26 November 2009 | 17 September 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 03 July 2009 | 14 August 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 June 2009 | 14 August 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 August 2007 | 15 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 August 2007 | 15 December 2008 |