SFC Licences of CHUNG Hiu Ying 鍾曉瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harmonia Capital Limited 仁和資本有限公司 RO 9 09 December 2019
Harmonia Capital Limited 仁和資本有限公司 RO 4 09 December 2019
Harmonia Capital Limited 仁和資本有限公司 RO 1 09 December 2019
iBest Consultants Limited RO 9 22 August 2018 15 January 2019
iBest Consultants Limited RO 4 22 August 2018 15 January 2019
iBest Consultants Limited RO 1 22 August 2018 15 January 2019
iBest Investment Services Limited RE 3 09 January 2018 25 January 2019
iBest Consultants Limited RE 4 30 August 2017 22 August 2018
iBest Consultants Limited RE 1 30 August 2017 22 August 2018
iBest Consultants Limited RE 9 13 November 2015 22 August 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 13 July 2012 27 June 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 13 July 2012 27 June 2019
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 18 May 2012 06 November 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 05 July 2010 27 June 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 02 May 2008 03 December 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 29 February 2008 03 December 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 20 August 2007 15 February 2008