SFC Licences of HE Yi 何毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 02 June 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 02 November 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 6 02 November 2016 17 August 2017
Merrill Lynch Far East Limited RE 2 21 September 2015 31 May 2016
Merrill Lynch (Asia Pacific) Limited RE 1 21 September 2015 31 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 23 August 2007 12 October 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 August 2007 12 October 2009