SFC licenceholder APL689 HE Yi 何毅

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 August 2020

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [9] (Asset Management) 02 June 2020
CMB International Securities Limited 招銀國際證券有限公司 RE [1] (Dealing in Securities) 02 November 2016
CMB International Capital Limited 招銀國際融資有限公司 RE [6] (Advising on Corporate Finance) 02 November 2016 17 August 2017
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 21 September 2015 31 May 2016
Merrill Lynch Far East Limited RE [2] (Dealing in Futures Contracts) 21 September 2015 31 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 August 2007 12 October 2009