SFC Licences of HE Yi 何毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 02 June 2020 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 02 November 2016 | 17 August 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 02 November 2016 | |
| Merrill Lynch Far East Limited | RE | 2 | 21 September 2015 | 31 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 September 2015 | 31 May 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 23 August 2007 | 12 October 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 August 2007 | 12 October 2009 |