SFC Licences of WANG Yue 王悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RO | 4 | 02 August 2022 | |
| Brookfield Advisors (Hong Kong) Limited | RO | 1 | 02 August 2022 | |
| Brookfield Advisors (Hong Kong) Limited | RE | 4 | 12 May 2022 | 02 August 2022 |
| Brookfield Advisors (Hong Kong) Limited | RE | 1 | 12 May 2022 | 02 August 2022 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 27 August 2019 | 24 March 2022 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 27 August 2019 | 24 March 2022 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 19 August 2016 | 24 March 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 January 2013 | 25 March 2016 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 08 August 2012 | 23 November 2012 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 08 August 2012 | 23 November 2012 |
| FRM Hong Kong Limited | RE | 9 | 07 July 2010 | 30 July 2012 |
| FRM Hong Kong Limited | RE | 1 | 07 July 2010 | 30 July 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 24 August 2007 | 01 January 2009 |