SFC Licences of SIU Pui Sun 蕭培燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司	RE	4	22 January 2021	13 August 2021
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司	RE	1	22 January 2021	13 August 2021
Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司	RE	9	22 January 2021	13 August 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	9	21 May 2014	27 November 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	4	21 May 2014	27 November 2020
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	1	21 May 2014	27 November 2020
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	09 May 2011	26 October 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	09 May 2011	26 October 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	09 May 2011	26 October 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	05 July 2010	27 September 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	05 July 2010	27 September 2010
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	25 September 2007	02 June 2010
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	25 September 2007	02 June 2010
BOCI Securities Limited 中銀國際證券有限公司	RE	1	25 September 2007	02 June 2010