SFC Licences of CHAN Chi Man 陳智敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 07 March 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 07 March 2022 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 12 May 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 October 2007 | 14 January 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 23 October 2007 | 14 January 2022 |