SFC Licences of LAI Norman 黎樂仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 20 December 2013 | 15 February 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 May 2013 | |
| Merrill Lynch Far East Limited | RE | 2 | 20 September 2010 | 28 September 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 November 2007 | 28 September 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 30 November 2007 | 28 September 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 November 2007 | 20 September 2010 |