Licences of SFC licenceholder AQE600 GALLAGHER Casey Haran

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 03 October 2016
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1 21 October 2009 30 November 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
Morgan Stanley Hong Kong Securities Limited
Morgan Stanley Hong Kong Futures Limited
RE 1, 7 24 December 2007 13 February 2009