SFC Licences of GALLAGHER Casey Haran
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 2 | 21 May 2021 | |
Merrill Lynch Far East Limited | RO | 1 | 21 May 2021 | |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 21 May 2021 | |
Merrill Lynch Far East Limited | RE | 2 | 03 October 2016 | 21 May 2021 |
Merrill Lynch Far East Limited | RE | 1 | 03 October 2016 | 21 May 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 October 2016 | 21 May 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 21 October 2009 | 30 November 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 24 December 2007 | 13 February 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 24 December 2007 | 13 February 2009 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 24 December 2007 | 13 February 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 24 December 2007 | 13 February 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 December 2007 | 13 February 2009 |