SFC Licences of CHUNG Siu Pang 鍾紹鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | RE | 2 | 22 June 2020 | |
| Eclipse Options (HK) Limited | RE | 1 | 22 June 2020 | |
| HWA Asset Management Limited 惠微資產管理有限公司 | RE | 9 | 07 November 2016 | 20 March 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 08 September 2015 | 27 April 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 08 September 2015 | 27 April 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 September 2015 | 27 April 2016 |
| HWA Asset Management Limited 惠微資產管理有限公司 | RE | 9 | 25 November 2014 | 07 September 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 10 December 2012 | 26 September 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 08 October 2012 | 26 September 2014 |
| IMC Asia Pacific Limited | RE | 2 | 20 April 2009 | 28 May 2012 |
| IMC Asia Pacific Limited | RE | 1 | 01 April 2009 | 28 May 2012 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 20 December 2007 | 26 February 2009 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 20 December 2007 | 26 February 2009 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 20 December 2007 | 26 February 2009 |