SFC Licences of LI Wen Han 李文瀚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Andar Capital Management HK Limited 恩大資本香港有限公司 | RO | 9 | 26 March 2019 | |
| Wolver Hill Asset Management Asia Limited | RE | 9 | 12 October 2016 | 25 March 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 June 2014 | 20 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 January 2008 | 05 March 2014 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 08 January 2008 | 30 October 2013 |