SFC Licences of CHOW Chi Man 鄒志文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	20 June 2019	16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	20 June 2019	16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	20 June 2019	16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	20 June 2019	16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	20 June 2019	16 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	20 June 2019	16 February 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	20 June 2019	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	20 June 2019	09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	20 June 2019	09 December 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	09 March 2016	31 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	13 August 2015	31 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	13 August 2015	31 May 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	18 May 2011	07 August 2014
Northern Trust Company of Hong Kong Limited, The	RE	1	03 March 2008	06 May 2011