SFC Licences of CHOW Chi Man 鄒志文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 1, 4, 9 20 June 2019 16 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
RE 4, 5, 9 20 June 2019 16 February 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司
RE 4, 5, 9 20 June 2019 09 December 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2 09 March 2016 31 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 13 August 2015 31 May 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 18 May 2011 07 August 2014
Northern Trust Company of Hong Kong Limited, The
RE 1 03 March 2008 06 May 2011