SFC Licences of CHOW Chi Man 鄒志文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RE | 1, 4, 9 | 20 June 2019 | 16 February 2022 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RE | 4, 5, 9 | 20 June 2019 | 16 February 2022 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RE | 4, 5, 9 | 20 June 2019 | 09 December 2020 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 2 | 09 March 2016 | 31 May 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 4 | 13 August 2015 | 31 May 2019 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 18 May 2011 | 07 August 2014 |
| Northern Trust Company of Hong Kong Limited, The |
RE | 1 | 03 March 2008 | 06 May 2011 |