SFC Licences of HOWE Christian John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 08 December 2017 22 December 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 08 December 2017 22 December 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 08 December 2017 22 December 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 25 September 2017 09 April 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 25 September 2017 09 April 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 25 September 2017 08 December 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 25 September 2017 08 December 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 25 September 2017 08 December 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 04 February 2013 19 June 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 04 February 2013 19 June 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 04 February 2013 19 June 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 04 February 2013 19 June 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 04 February 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 04 February 2013
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 28 February 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 28 February 2008 29 September 2008