SFC Licences of NG Chun Man, Michael 吳俊文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 RO 6 06 April 2023 30 September 2023
Taihe Securities (Hong Kong) Limited 泰合證券(香港)有限公司 RO 1 06 April 2023 30 September 2023
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 1 13 May 2020 31 January 2022
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 6 12 July 2019 31 January 2022
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 02 July 2019 13 May 2020
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 6 02 July 2019 12 July 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RO 6 29 October 2018 23 March 2019
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 6 29 October 2018 23 March 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 04 June 2018 23 March 2019
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 1 04 June 2018 23 March 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 04 June 2018 29 October 2018
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 04 June 2018 29 October 2018
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 16 November 2016 25 May 2018
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 16 November 2016 25 May 2018
INCU Corporate Finance Limited 衍丰企業融資有限公司 RE 6 17 September 2012 26 March 2014
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 6 22 August 2012 31 August 2012
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 23 May 2011 08 August 2011
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 9 15 October 2010 11 April 2011
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 6 15 October 2010 11 April 2011
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 4 15 October 2010 11 April 2011
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 1 15 October 2010 11 April 2011
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 6 20 October 2008 28 February 2009
First Shanghai Capital Limited 第一上海融資有限公司 RE 6 07 May 2008 16 August 2008