SFC Licences of CURREY Stuart Dalyn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RO | 2 | 26 May 2021 | 07 April 2022 |
| Citadel Securities (Hong Kong) Limited | RO | 1 | 26 May 2021 | 07 April 2022 |
| Citadel Securities (Hong Kong) Limited | RE | 2 | 26 April 2021 | 26 May 2021 |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 26 April 2021 | 26 May 2021 |
| UBS Securities Hong Kong Limited | RE | 2 | 26 February 2019 | 22 January 2021 |
| UBS Securities Hong Kong Limited | RO | 1 | 27 June 2018 | 22 January 2021 |
| UBS Securities Asia Limited | RO | 1 | 27 June 2018 | 22 January 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 27 June 2018 |
| UBS Securities Asia Limited | RE | 2 | 12 September 2011 | 22 January 2021 |
| UBS Securities Asia Limited | RE | 1 | 12 September 2011 | 27 June 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 12 September 2011 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 12 September 2011 | 28 February 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 April 2008 | 22 April 2009 |